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 COMPLIANCE POSES A MAJOR IT CHALLENGE
Compliance: The regulatory burden

Increased regulation of financial services companies will be a major issue this year.


"Regulators are visiting all of the firms on a more frequent basis and their investigations are of a greater depth," said Brian Peters, president and CEO of RBC Dain Rauscher in Minneapolis. "It's an increased burden and it's not always client-friendly."


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Some of the regulations currently affecting Financial Service Organizations include:



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